Rachel Dina Dennenberg

Employer firm

Stratos Wealth Partners, Ltd CRD 153184

$18.6B regulatory AUM 376 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → Present
  Lpl Financial Llc
  San Diego, CA
• 01/2011 → Present
  Stratos Wealth Partners, Ltd
  San Diego, CA

Previous Registrations

• 2009-06-01 → 2011-02-09
  Morgan Stanley
  La Jolla, CA
• 2006-12-15 → 2009-06-01
  Citigroup Global Markets Inc.
  La Jolla, CA
• 1999-10-29 → 2007-01-08
  Ubs Financial Services Inc.
  La Jolla, CA
  La Jolla, CA

Other Businesses

1. 1/14/2011 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 2. 3/31/2011 - Stratos Wealth Partners, Ltd. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 01/2011 - Time Spent 70% - I provide investment advisory services through Stratos Wealth Partners, Ltd., an independent investment advisor firm. I started this business activity in 01/2011. I expect to spend approximately 112 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 9/23/2013: STRATOS WEALTH PARTNERS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 4. 11/3/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/06/2011 - 2 Hours Per Month During Securities Trading - Fixed annuities, fixed whole life, ltc & term insurance. 5. 04/05/2024 - Dennenberg Consulting Inc - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Start Date 06/18/2020 - 0 Hour Per Month/ During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-05-13
• S63 Uniform Securities Agent State Law Examination
  1997-04-10

Other Names

• Rachel Dennenbergholt
• Rachel Dina Dennenberg
• Rachel Dina Holt