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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2025-04-17 |
Branch Locations
1188 Bishop Street Suite 1808, Honolulu, HI 96813 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valic | Honolulu | HI | 07/2002 | 07/2018 |
| Sii - John Hancock | Honolulu | HI | 07/2018 | 11/2018 |
| Osaic Wealth, Inc. | Honolulu | HI | 04/2025 | Present |
| Equitable Advisors, Llc | New York | NY | 09/2024 | 04/2025 |
| Osaic | Honolulu | HI | 11/2018 | 09/2024 |
1.KOKO WEALTH MANAGEMENT-FIXED INSURANCE POSITION: Broker NATURE: Sole Proprietorship. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/01/2018 ADDRESS: 1188 Bishop St, Suite 1808, Honolulu HI 96813, United States DESCRIPTION: Sales/marketing of fixed annuities and non-variable insurance. 2. KOKO WEALTH MANAGEMENT POSITION: President/Financial Planner NATURE: Sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/01/2018 ADDRESS: 1188 Bishop St, Suite 1808, Honolulu HI 96813 DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products. 3. THE SONNIE O KOKO RLT POSITION: Trustee NATURE: N/A INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2002 ADDRESS: 2712 Pali Hwy, HONOLULU HI 96817, United States DESCRIPTION: Personal trust for Sonnie Koko estate.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-09 |
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