Scott Edward Alberding

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2007 → Present
  Stifel Nicolaus
  Baltimore, MD

Previous Registrations

• 2005-08-16 → 2007-08-23
  Rbc Capital Markets, Llc
  Baltimore, MD
  Hunt Valley, MD
• 2000-01-14 → 2005-08-11
  Deutsche Bank Securities Inc.
  Washington, DC

Other Businesses

1. Crab Alley Craft House LLC; 57 Devon Drive Port Deposit MD 21904; Rental Property; Co-Owner; advisor; affiliation started 01/01/2014; 36.0 hours per year; not during securities trading hours; not investment-related.

Exams

• S66 Uniform Combined State Law Examination
  1999-08-12

Designations

• Certified Financial Planner
• Chartered Financial Consultant