Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-09-05
  • CT RA
    APPROVED
    Since 2025-09-05

Branch Locations

15 Bonnie Court, Wallingford, CT 06492 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Wostbrock Cpa Wallingford CT 01/1997 Present
Avantax Investment Services, Inc. Wallingford CT 02/1997 09/2025
Avantax Advisory Services Wallingford CT 06/1997 09/2025
Cetera Wealth Services, Llc Wallingford CT 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 01/1997 → Present
    John Wostbrock Cpa
    Wallingford, CT
  • 02/1997 → 09/2025
    Avantax Investment Services, Inc.
    Wallingford, CT
  • 06/1997 → 09/2025
    Avantax Advisory Services
    Wallingford, CT
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Wallingford, CT
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 1997-06-27 → 2025-09-05
    Avantax Advisory Services
    Wallingford, CT
Other Businesses

1) Brownstone Mill, L.L.C. 11 Paterson Ave.~Midland Park~NJ~07432~Rental Property Owner/Management~Partner/General Partner~10/13/2002~1hrs~0hrs~Non-Voting Member / Limited Partner 2) John Wostbrock, CPA 15 Bonnie Court~Wallingford~CT~06492~Tax Preparation/Accounting~Owner/Sole Proprietor~1/2/2006~120hrs~80hrs~Tax Returns, Bookkeeping, Accounting| 3) JOHN WOSTBROCK, CPA POSITION: Owner/Sole Proprietor NATURE: Tax Preparation/Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 01/02/2006 ADDRESS: 15 Bonnie Court, Wallingford CT 06492, DESCRIPTION: Tax Returns, Bookkeeping, Accounting 4) BROWNSTONE MILL, L.L.C. POSITION: Partner/General Partner NATURE: Rental Property Owner INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 10/13/2002 ADDRESS: 11 Paterson Avenue, Midland Park NJ 07432, United States DESCRIPTION: Non-Voting Member / Limited PartnerAdding - Check writing / bookkeeping activities 5) DURABLE POWER OF ATTORNEY POSITION: POA - BTW NATURE: General Power of Attorney - Durable INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/14/2024 ADDRESS: 15 Bonnie Court, Wallingford CT 06492, United States DESCRIPTION: General Power of Attorney - Durable 6) DURABLE POWER OF ATTORNEY POSITION: POA - HJW NATURE: General Power of Attorney - Durable INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/14/2024 ADDRESS: 15 Bonnie Court, Wallingford CT 06492, United States DESCRIPTION: General Power of Attorney - Durable 7 BROWNSTONE MILL, L.L.C. POSITION: Partner/General Partner NATURE: Rental Property Owner INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 10/13/2002 ADDRESS: 34 Butternut Avenue, Midland Park NJ 07432, United States DESCRIPTION: Non-Voting Limited Partner Check writing / bookkeeping activities President

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-20
S63 Uniform Securities Agent State Law Examination 1997-02-28
  • S65 Uniform Investment Adviser Law Examination
    1997-05-20
  • S63 Uniform Securities Agent State Law Examination
    1997-02-28
Other Names
  • John F Wostbrock

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Wallingford, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor