David Robert Carl Mitchell

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2021-09-22

Branch Locations

2500 E 2Nd Ave Ste 101, Denver, CO 80206 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Tiaa	Denver	CO	05/2014	11/2019
Tiaa-Cref Individual & Institutional Services, Llc	Denver	CO	05/2014	11/2019
Empower Retirement	Greenwood Village	CO	10/2020	04/2021
Unemployed	Arvada	CO	11/2019	05/2020
State Of Colorado	Arvada	CO	05/2020	09/2020
Wells Fargo Clearing Services, Llc	Denver	CO	09/2021	Present
Wells Fargo Bank, Na	Denver	CO	09/2021	Present
Unemployed	Arvada	CO	04/2021	09/2021

05/2014 → 11/2019

Tiaa

Denver, CO
05/2014 → 11/2019

Tiaa-Cref Individual & Institutional Services, Llc

Denver, CO
10/2020 → 04/2021

Empower Retirement

Greenwood Village, CO
11/2019 → 05/2020

Unemployed

Arvada, CO
05/2020 → 09/2020

State Of Colorado

Arvada, CO
09/2021 → Present

Wells Fargo Clearing Services, Llc

Denver, CO
09/2021 → Present

Wells Fargo Bank, Na

Denver, CO
04/2021 → 09/2021

Unemployed

Arvada, CO

2020-10-08 → 2021-05-05

Empower Advisory Group, Llc

Greenwood Village, CO
2014-05-28 → 2019-11-12

Tiaa-Cref Individual & Institutional Services, Llc

Glendale, CO
2011-03-30 → 2012-09-07

Pnc Managed Account Solutions, Inc.

Northglenn, CO

Arvada, CO
2011-01-03 → 2011-03-14

Wells Fargo Clearing Services, Llc

Arvada, CO
2003-10-14 → 2011-01-03

Wells Fargo Investments, Llc

Glendale, CO

Golden, CO

Golden, CO

Arvada, CO

Denver, CO

DEB'S DEALS LLC; INV RELATED; ARVADA,CO; EBAY RESELLER;49% OWNERSHIP; START DATE: 01/31/2026; 6 HRS PER MONTH; 0 HRS DURING TRADING;

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-10-13
S63	Uniform Securities Agent State Law Examination	1997-03-19

Other Firms