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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-11-30 |
Branch Locations
600 Portland Ave S, Minneapolis, MN 55415 • United States
Surprise, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Scottsdale | AZ | 02/2016 | 01/2018 |
| Bank Of America, N.A. | Scottsdale | AZ | 02/2016 | 01/2018 |
| Caregiver | Surprise | AZ | 01/2001 | 08/2022 |
| Financial Engines Advisors L.L.C. | Phoenix | AZ | 06/2018 | 01/2021 |
| Thrivent Investment Management Inc | Minneapolis | MN | 08/2022 | Present |
| Thrivent Financial | Appleton | WI | 08/2022 | Present |
| Unemployed | Phoenix | AZ | 01/2018 | 06/2018 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-11-22 |
| S66 | Uniform Combined State Law Examination | 2014-08-25 |
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