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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-06-11
IN RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2014-06-11
  • IN RA
    APPROVED
    Since 2012-10-01

Branch Locations

5315 N. Main St, Mishawaka, IN 46545 • United States

401 South Main Street, Goshen, IN 46526 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Mishawaka IN 10/2012 Present
Jpmorgan Chase Bank, N.A. Mishawaka IN 01/2003 Present
Previous Registrations
  • 2007-08-31 → 2012-10-01
    Chase Investment Services Corp.
    Muncie, IN
    Richmond, IN
    Richmond, IN
    Richmond, IN
    Richmond, IN
    Nappanee, IN
    New Haven, IN
    Muncie, IN
    Fort Wayne, IN
    Elkhart, IN
    South Bend, IN
    Fort Wayne, IN
    Goshen, IN
    Fort Wayne, IN
    Muncie, IN
    Fort Wayne, IN
    Muncie, IN
    Fort Wayne, IN
    Fort Wayne, IN
    Fort Wayne, IN
    Fort Wayne, IN
    Elkhart, IN
    Munster, IN
    Fort Wayne, IN
    Goshen, IN
    Fort Wayne, IN
    Bristol, IN
    Goshen, IN
    Elkhart, IN
    Indianapolis, IN
    Fort Wayne, IN
    Elkhart, IN
    Elkhart, IN
    Fort Wayne, IN
    Fort Wayne, IN
    Elkhart, IN
    South Bend, IN
    Mishawaka, IN
    Goshen, IN
    Fishers, IN
    Zionsville, IN
    West Lafayette, IN
    Avon, IN
    Indianapolis, IN
    Westfield, IN
    Carmel, IN
    Indianapolis, IN
    Carmel, IN
    Indianapolis, IN
    Indianapolis, IN
    Crawfordsville, IN
    Carmel, IN
    Carmel, IN
    Westfield, IN
    Fishers, IN
    Indianapolis, IN
    Fishers, IN
    Lafayette, IN
    Noblesville, IN
    Lafayette, IN
    Lafayette, IN
    Noblesville, IN
    Fishers, IN
    Indianapolis, IN
    West Lafayette, IN
    Noblesville, IN
    Carmel, IN
    Avon, IN
    Lafayette, IN
    Indianapolis, IN
    Crawfordsville, IN
    Indianapolis, IN
    Noblesville, IN
    Yorktown, IN
    Muncie, IN
    Fort Wayne, IN
    Kendallville, IN
    Indianapolis, IN
    Columbia City, IN
    Elkhart, IN
Other Businesses

Entity Name: Middlebury Redevelopment Committee Investment related: No "Address: Middlebury Town Hall 418 N. Main Street Middlebury IN, 46540" Nature of the other business: Government Position/Title/Relationship: Board Member Start Date: 01/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This committee meets once a month to review agenda / project items for development or infrastructure in the town of Middlebury. The 5 person appointed committee group votes on the distribution of TIF (Tax Increment Financing) funds for town projects. There is no connection of this group or the town of Middlebury to JPMC. Town Council approves the projects and the Redevelopment committee votes on the funding of these projects. This Committee is the checks and balances for the Town Council.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-08-30
S63 Uniform Securities Agent State Law Examination 1997-05-02
  • S65 Uniform Investment Adviser Law Examination
    2007-08-30
  • S63 Uniform Securities Agent State Law Examination
    1997-05-02
Other Names
  • John Thomas Mansfield

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