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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-04
CO RA APPROVED 2002-06-07
  • TX RA
    APPROVED_RES
    Since 2019-01-04
  • CO RA
    APPROVED
    Since 2002-06-07

Branch Locations

200 Clayton Street Suite 100, Denver, CO 80206 • United States

111 South Tejon Street Suite 109, Colorado Springs, CO 80903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Denver CO 03/1998 Present
Charles Schwab Bank Denver CO 02/2005 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-31
S63 Uniform Securities Agent State Law Examination 1997-02-21
  • S66 Uniform Combined State Law Examination
    2002-05-31
  • S63 Uniform Securities Agent State Law Examination
    1997-02-21
Other Names
  • Matt Pezel

View on SEC IAPD

Other Firms

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Other Offices

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