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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-10-04 |
| AZ | RA | APPROVED | 2010-05-26 |
Branch Locations
18700 N Hayden Rd Ste 525, Scottsdale, AZ 85255 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Green Valley | AZ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Green Valley | AZ | 11/2016 | Present |
RENTAL PROPERTY; INVESTMENT RELATED; PHOENIX, AZ; 100% OWNERSHIP WITH SPOUSE; START DATE: 11/01/2019; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; LANDLORD TOWER GARDENS HOA III; NOT INV. RELATED; PHOENIX,AZ; SECRETARY; START DATE 03/01/2023; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; ATTENDING MEETINGS TO DISCUSS THE NEIGHBORHOOD. PHOENIX CANCER SUPPORT NETWORK; NOT INV. RELATED; SCOTTSDALE,AZ; BOARD MEMBER; START DATE 03/20/2023; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; ASSISTING AT FUNDRAISERS AND ATTENDING MEETINGS TO DISCUSS THE AMOUNT OF CANCER PATIENTS THAT WERE ASSISTED SINCE THE LAST MEETING AND THE AMOUNT OF RESERVES THAT ARE IN THE BANK.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-25 |
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