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Thad Winter

Raymond James & Associates, Inc.

Ft. Wayne, IN

Fort Wayne, IN

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-28
IN RA APPROVED 2019-01-30
  • TX RA
    APPROVED_RES
    Since 2021-01-28
  • IN RA
    APPROVED
    Since 2019-01-30

Branch Locations

9910 Dupont Circle Drive East Suite 100, Ft. Wayne, IN 46825 • United States

Fort Wayne, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Org Private Advisor Group, Llc Fort Wayne IN 05/2018 10/2018
Financial Marketing Services, Llc Fort Wayne IN 01/2018 12/2018
Three Rivers Insurance Group, Inc Fort Wayne IN 01/2004 01/2018
Raymond James & Associates Fort Wayne IN 12/2018 Present
  • 05/2018 → 10/2018
    Org Private Advisor Group, Llc
    Fort Wayne, IN
  • 01/2018 → 12/2018
    Financial Marketing Services, Llc
    Fort Wayne, IN
  • 01/2004 → 01/2018
    Three Rivers Insurance Group, Inc
    Fort Wayne, IN
  • 12/2018 → Present
    Raymond James & Associates
    Fort Wayne, IN
Previous Registrations
  • 2018-07-11 → 2018-10-26
    Org Private Advisor Group, Llc
    Roanoke, IN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-11-09
S65 Uniform Investment Adviser Law Examination 2018-04-09
  • S63 Uniform Securities Agent State Law Examination
    2018-11-09
  • S65 Uniform Investment Adviser Law Examination
    2018-04-09
Other Names
  • Thad L Winter

View on SEC IAPD

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TLG ADVISORS, INC. · Fort Wayne, IN
EDWARD JONES · FORT WAYNE, IN
OSAIC WEALTH, INC. · Fort Wayne, IN
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