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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2011-08-23 |
Branch Locations
5000 E Spring St, Suite 340, Long Beach, CA 90815 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Cerritos | CA | 08/2011 | Present |
1. 06/19/2015 - MEINERT Wealth Management LLC - INV REL - 6331 Chattanooga Dr., Riverside, CA 92504-1840 - DBA for LPL Business (entity for LPL business) - START 06/15/2015 - DBA Only
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-05 |
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