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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2003-02-11 |
Branch Locations
14362 N. Frank Lloyd Wright Blvd Suite 1000, Scottsdale, AZ 85260 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 12/2002 | Present |
1. Tax Preparation, located in Glendale, AZ, as of 02/01/2009, 15% of time spent during business hours, not at the branch location, not investment-related. 2. Expert Witness, Fair Share Divorce, located in Phoenix, AZ, as of 03/1999, 1% of time spent during business hours, not at the branch location, not investment-related. 3. Divorce Planner, Fair Share Divorce, located Glendale, AZ, as of 2004, Less than 1% of time spent during business hours, not at the branch location, not investment-related. 4. Fixed insurance sales, as of 01/29/2003, 2% of time spent during business hours, at the branch location, investment-related. 5. Owner, NW Finance, LLC, a private entity used to purchase automobile titles; located at 65 Ross Lane, Eugene, OR 97404, as of 11/01/2012, 1% of time spent during business hours, not at the branch location, not investment-related. 6. Owner, NW Finance LLC, an entity created for the purpose of buying and managing residential real estate at 425 River Ave, Eugene, OR 97404, as of 09/30/2024; 0% of time spent during business hours; Not Conducted at branch; Investment related. 7. Owner, Pinnacle Financial Strategies, LLC; purchasing cars for resale; Located in Glendale, AZ; as of 06/16/2025; 0% of time spent during business hours; Not Conducted at branch location; Not Investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-03-04 |
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