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706 Second Avenue South Suite 400, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
706 Second Avenue South Suite 400, Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Minneapolis | MN | 01/1996 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mpls | MN | 01/1997 | Present |
| Compass Capital Management | Minneapolis | MN | 05/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-13 |
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