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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-23
KY RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2019-01-23
  • KY RA
    APPROVED
    Since 2009-01-02

Branch Locations

142 Consumer Ln, Frankfort, KY 40601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Frankfort KY 10/1996 Present
Raymond James Financial Services Advisors, Inc Frankfort KY 01/2009 Present
Other Businesses

(1)Name of Business: Meadow Lane LLC Address: 142 Consumer Ln, Frankfort, KY, 40601-8489, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/01/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: LLC holds my office property.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-02-28
  • S63 Uniform Securities Agent State Law Examination
    1997-02-28
Other Names
  • Thomas B Current

View on SEC IAPD

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