Robert Clay Groce

Current Employers

Employment History

• 08/2015 → 05/2019
  Western Kentucky University
  Bowling Green, KY
• 09/2019 → 01/2020
  Wilkerson Financial
  Frankfort, KY
• 08/2019 → 03/2023
  Lpl Financial, Llc
  Frankfort, KY
• 06/2019 → 08/2019
  Unemployed
  Glasgow, KY
• 03/2023 → 06/2024
  Securities America, Inc.
  Frankfort, KY
• 03/2023 → 11/2024
  Arbor Point Advisors
  Frankfort, KY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Frankfort, KY
• 11/2024 → Present
  Osaic Advisory Services, Llc
  Atlanta, GA

Previous Registrations

• 2023-03-27 → 2024-11-08
  Arbor Point Advisors
  Frankfort, KY
• 2020-06-17 → 2023-04-05
  Lpl Financial Llc
  Frankfort, KY

Other Businesses

1. GRASSFED KENTUCKY POSITION: Owner NATURE: An LLC to lease/own and operate a cattle farm. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 107 Maple Ridge Dr, Frankfort KY 40601 DESCRIPTION: Operating a cattle farm. 2. FRANKLIN COUNTY COMMUNITY FUND POSITION: Board Member NATURE: I sit on the board of directors for the Franklin County Community Fund. We advise on donations from the community fund to various local charities. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/04/2023 ADDRESS: 499 East High Street, Suite 112, Lexington KY 40507 DESCRIPTION: We direct the gifting of funds from the Community Fund to local charities. 3. CTM WEALTH ADVISORS POSITION: Employee NATURE: Providing advice and investment recommendations to advisory clients. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/26/2024 ADDRESS: 307 Washington St fr, Frankfort KY 40601, United States DESCRIPTION: Providing advice and investment recommendations to advisory clients. 4. JOSEPHINE SCULPTURE PARK POSITION: Board of Directors NATURE: Non Profit Sculpture Park. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2025 ADDRESS: 3355 Lawrenceburg Rd, Frankfort KY 40601, United States DESCRIPTION: Participating in decision making for fundraising efforts, marketing promotions, and general volunteer work with the Sculpture park. Will also be working with the other members of the board to advise the managers of the park. 5. HILLCREST BAPTIST CHURCH POSITION: Member of the finance committee NATURE: Non-profit church. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/03/2025 ADDRESS: 684 Devils Hollow Rd, Frankfort KY 40601, United States DESCRIPTION: Reviewing church budget with other members of the finance committee.

Exams

• S66 Uniform Combined State Law Examination
  2020-05-29

Designations