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Natalie Marie Thomas

Osaic Advisory Services, LLC

Frankfort, KY

Atlanta, GA

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Current Employers
Osaic Advisory Services, Llc

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-07-23
  • KY RA
    APPROVED
    Since 2025-07-23

Branch Locations

307 Washington St., Frankfort, KY 40601 • United States

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles T. Mitchell Company Pllc Frankfort KY 08/2017 04/2022
Ctm Financial Group Llc Frankfort KY 01/2021 04/2023
Capital Financial Advisors Frankfort KY 04/2023 Present
Candi's Closet Frankfort KY 11/2021 05/2022
Full Time Student Frankfort KY 11/2014 05/2022
Osaic Wealth Inc Frankfort KY 11/2024 Present
Osaic Advisory Services Atlanta GA 07/2025 Present
  • 08/2017 → 04/2022
    Charles T. Mitchell Company Pllc
    Frankfort, KY
  • 01/2021 → 04/2023
    Ctm Financial Group Llc
    Frankfort, KY
  • 04/2023 → Present
    Capital Financial Advisors
    Frankfort, KY
  • 11/2021 → 05/2022
    Candi's Closet
    Frankfort, KY
  • 11/2014 → 05/2022
    Full Time Student
    Frankfort, KY
  • 11/2024 → Present
    Osaic Wealth Inc
    Frankfort, KY
  • 07/2025 → Present
    Osaic Advisory Services
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-21
  • S66 Uniform Combined State Law Examination
    2025-07-21

View on SEC IAPD

Other Firms

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STATE FARM INVESTMENT MANAGEMENT CORP.
MONEY CONCEPTS CAPITAL CORP
PFS INVESTMENTS INC.
VISTAFRONT PARTNERS INC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

MICHAEL LAYNE WILKERSON
Robert Clay Groce
DAVID ALLEN WOOD
JAMES EDWARD CLOUSE
SARAH ELIZABETH GREEN-ROBINSON
Amzie Lee Wenning
JAMES PATRICK DOLL
PAUL DAVID SLAUGHTER

Other Offices

EDWARD JONES · FRANKFORT, KY
PRIVATE CLIENT SERVICES, LLC · FRANKFORT, KY
LPL FINANCIAL LLC · FRANKFORT, KY
STATE FARM INVESTMENT MANAGEMENT CORP. · Frankfort, KY
MONEY CONCEPTS CAPITAL CORP · FRANKFORT, KY
EDWARD JONES · Frankfort, KY
PFS INVESTMENTS INC. · FRANKFORT, KY
VISTAFRONT PARTNERS INC · FRANKFORT, KY

More in Frankfort, KY

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