David Allen Wood

Current Employers

Employment History

• 06/1996 → 06/2017
  Wood Financial Services, Inc.
  Frankfort, KY
• 05/2006 → 08/2017
  Lincoln Financial
  Frankfort, KY
• 07/2008 → 08/2017
  Lincoln Financial Securities Corporation
  Frankfort, KY
• 08/2017 → 12/2018
  Fsc Securities Corp
  Atlanta, GA
• 12/2018 → 06/2024
  Securities America, Inc.
  Frankfort, KY
• 12/2018 → 11/2024
  Arbor Point Advisors
  Frankfort, KY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Frankfort, KY
• 11/2024 → Present
  Osaic Advisory Services, Llc
  Atlanta, GA

Previous Registrations

• 2018-12-21 → 2024-11-08
  Arbor Point Advisors
  Frankfort, KY
  Frankfort, KY
• 2003-08-08 → 2014-04-08
  Osaic Fs, Inc.
  Frankfort, KY

Other Businesses

1. CTM Financial Group Position: Registered Rep Nature: Insurance sales Investment Related: Yes Hours: 100 Securities Trading Hours: 100 Start Date: 07/01/2017 Address: 307 Washington St, Frankfort, KY 40601 United States 2. CTM Financial Group Position: Advisor Nature: I currently do not have any advisory accounts but may have them in the future Investment Related: Yes Hours: 20 Securities Trading Hours: 20 Start Date: 01/01/2018 Address: 307 Washington St, Frankfort, KY 40601, United States 3. CTM FINANCIAL GROUP, LLC - DBA 4. CTM WEALTH MG POSITION: Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 06/01/2017 ADDRESS: 421 W. Main St., Frankfort KY 40601, United States DESCRIPTION: Advisor. I provide recommendation to client for insurance/annuity service 5. WOOD FINANCIAL SERVICES POSITION: Owner NATURE: Wood Financial Services LLC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2000 ADDRESS: 307 Washington St., Frankfort KY 40601, United States DESCRIPTION: This was my DBA/Marketing name prior to joining CTM Financial Group in July 2017. No longer used.

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-08-25

Designations

Other Names

• Woody Wood