James Patrick Doll

Private Client Services, LLC

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Current Employers

Private Client Services, Llc

2225 Lexington Road, Louisville, KY 40206 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2002-06-03

KY RA
APPROVED

Since 2002-06-03

Branch Locations

305 Ann St, Frankfort, KY 40601 • United States

2225 Lexington Rd, Louisville, KY 40206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Private Client Services, Llc	Louisville	KY	05/2002	Present

05/2002 → Present

Private Client Services, Llc

Louisville, KY

Other Businesses

LICENSED WITH VARIOUS INSURANCE CARRIERS TO FACILITATE NON-SECURITY BASED INSURANCE BUSINESS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-09-23

S63 Uniform Securities Agent State Law Examination

1993-09-23

Other Names

James P Doll
Pat Doll

View on SEC IAPD

Other Firms

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STATE FARM INVESTMENT MANAGEMENT CORP.

MONEY CONCEPTS CAPITAL CORP

PFS INVESTMENTS INC.

VISTAFRONT PARTNERS INC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

MICHAEL LAYNE WILKERSON

NATALIE MARIE THOMAS

Robert Clay Groce

DAVID ALLEN WOOD

JAMES EDWARD CLOUSE

SARAH ELIZABETH GREEN-ROBINSON

Amzie Lee Wenning

PAUL DAVID SLAUGHTER

Other Offices

OSAIC ADVISORY SERVICES, LLC · Frankfort, KY

EDWARD JONES · FRANKFORT, KY

LPL FINANCIAL LLC · FRANKFORT, KY

STATE FARM INVESTMENT MANAGEMENT CORP. · Frankfort, KY

MONEY CONCEPTS CAPITAL CORP · FRANKFORT, KY

EDWARD JONES · Frankfort, KY

PFS INVESTMENTS INC. · FRANKFORT, KY

VISTAFRONT PARTNERS INC · FRANKFORT, KY

More in Frankfort, KY

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