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James Patrick Doll

Private Client Services, LLC

Frankfort, KY

Louisville, KY

CRD 2379802

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Employer firm

Private Client Services, LLC CRD 120222

$1.38B regulatory AUM 20 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Private Client Services, Llc

2225 Lexington Road, Louisville, KY 40206 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2002-06-03
  • KY RA
    APPROVED
    Since 2002-06-03

Branch Locations

305 Ann St, Frankfort, KY 40601 • United States

2225 Lexington Rd, Louisville, KY 40206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Private Client Services, Llc Louisville KY 05/2002 Present
Other Businesses

LICENSED WITH VARIOUS INSURANCE CARRIERS TO FACILITATE NON-SECURITY BASED INSURANCE BUSINESS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-09-23
  • S63 Uniform Securities Agent State Law Examination
    1993-09-23
Other Names
  • James P Doll
  • Pat Doll

View on SEC IAPD

Nearby Firms

OSAIC ADVISORY SERVICES, LLC
EDWARD JONES
LPL FINANCIAL LLC

Nearby Investors

MICHAEL LAYNE WILKERSON
NATALIE MARIE THOMAS
Robert Clay Groce

Nearby Offices

OSAIC ADVISORY SERVICES, LLC · Frankfort, KY
EDWARD JONES · FRANKFORT, KY
LPL FINANCIAL LLC · FRANKFORT, KY

More in Frankfort, KY

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