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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
4655 Executive Dr Ste 1000 [Sc-Rbo], San Diego, CA 92121 • United States
1220 Cleveland Ave Ste M113, San Diego, CA 92103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | San Diego | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Diego | CA | 11/2016 | Present |
NOTARY, INV RELATED, SAN DIEGO, CA, START: 2012, 2 HOURS PER MONTH/2 DURING TRADING.; WESTSIDE MOBIL, LLC, NOT INVT RELATED, KINGMAN, AZ, 50% OWNERSHIP, START DATE 9/20/2020, 0 HRS PER MONTH, 0 HRS DURING TRADING, NO DUTIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-20 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-06 |
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