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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-10 |
| TX | RA | APPROVED | 2025-07-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret, Grant & Co., Inc. | W. Seneca | NY | 01/1997 | 07/2025 |
| Lpl Financial Llc | Williamsville | NY | 07/2025 | Present |
1. 07/10/2025- Jeffrey Hahn- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 06/03/1996- 5 Hours Per Month- 5 Hours During Trading 2. 07/10/2025- Williamstown Construction Co Inc- Business Owner- Not INV Related- At Buffalo, NY- Start date 06/01/1983- 10 Hours Per Month 3. 07/10/2025- Buffalo Bound Music LLC- Business Owner- Not INV Related- Home Based- Start date 04/19/2023- 4 Hours Per Month 4. 07/10/2025- SCP Parker LLC- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 03/13/2019- 240 Hours Per Month- 130 Hours During Trading 5. 07/10/2025- Village of Williamsville-Politics/ Government- Not INV Related- At Williamsville, KY- Start date 07/01/2024- 12 Hours Per Month 6. 07/10/2025- 71Gruner LLC- Real Estate Rental- INV Related- At Cheektowaga, NY- Start date 12/01/2007- 1 Hour Per Month 7. 07/10/2025- 5892Main Street LLC- Real Estate Rental- INV Related- At Reported Business Location(s)- Start date 06/22/2018- 1 Hour Per Month
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-04-02 |
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