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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-07-10
TX RA APPROVED 2025-07-10
  • NY RA
    APPROVED
    Since 2025-07-10
  • TX RA
    APPROVED
    Since 2025-07-10

Branch Locations

5892 Main St, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cadaret, Grant & Co., Inc. W. Seneca NY 01/1997 07/2025
Lpl Financial Llc Williamsville NY 07/2025 Present
  • 01/1997 → 07/2025
    Cadaret, Grant & Co., Inc.
    W. Seneca, NY
  • 07/2025 → Present
    Williamsville, NY
Previous Registrations
  • 2009-02-24 → 2025-07-10
    Cadaret, Grant & Co., Inc.
    Williamsville, NY
    Syracuse, NY
    W. Seneca, NY
    West Seneca, NY
    Syracuse, NY
    Williamsville, NY
    Williamsville, NY
Other Businesses

1. 07/10/2025- Jeffrey Hahn- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 06/03/1996- 5 Hours Per Month- 5 Hours During Trading 2. 07/10/2025- Williamstown Construction Co Inc- Business Owner- Not INV Related- At Buffalo, NY- Start date 06/01/1983- 10 Hours Per Month 3. 07/10/2025- Buffalo Bound Music LLC- Business Owner- Not INV Related- Home Based- Start date 04/19/2023- 4 Hours Per Month 4. 07/10/2025- SCP Parker LLC- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 03/13/2019- 240 Hours Per Month- 130 Hours During Trading 5. 07/10/2025- Village of Williamsville-Politics/ Government- Not INV Related- At Williamsville, KY- Start date 07/01/2024- 12 Hours Per Month 6. 07/10/2025- 71Gruner LLC- Real Estate Rental- INV Related- At Cheektowaga, NY- Start date 12/01/2007- 1 Hour Per Month 7. 07/10/2025- 5892Main Street LLC- Real Estate Rental- INV Related- At Reported Business Location(s)- Start date 06/22/2018- 1 Hour Per Month

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-04-02
  • S63 Uniform Securities Agent State Law Examination
    1997-04-02
Designations

View on SEC IAPD

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