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Liyun Chang Chi

Citigroup Global Markets Inc.

Irvine, CA

Fountain Valley, CA

Irvine, CA

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-24
CA RA APPROVED 2007-08-23
  • TX RA
    APPROVED_RES
    Since 2025-05-24
  • CA RA
    APPROVED
    Since 2007-08-23

Branch Locations

Citi Retail Banking 5511 Alton Parkway, Irvine, CA 92618 • United States

Citi Wealth Management, Sales 17400 Brookhurst St. Suite 200, Fountain Valley, CA 92708 • United States

Irvine, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Arcadia CA 08/2007 Present
Previous Registrations
  • 2006-10-10 → 2007-08-08
    Cetera Investment Services Llc
    City Of Industry, CA
  • 2004-11-01 → 2006-10-06
    Uvest Financial Services Group, Inc.
    Industry, CA
    City Of Industry, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-22
S63 Uniform Securities Agent State Law Examination 1997-03-13
  • S66 Uniform Combined State Law Examination
    2004-10-22
  • S63 Uniform Securities Agent State Law Examination
    1997-03-13
Other Names
  • Lisa Chi

View on SEC IAPD

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