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Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-05
CT RA APPROVED 2017-12-22
  • FL RA
    APPROVED
    Since 2026-01-05
  • CT RA
    APPROVED
    Since 2017-12-22

Branch Locations

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

The Villages, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Investments, Inc. Darien CT 06/2009 12/2017
Kovack Securities, Inc. Fort Lauderdale FL 12/2017 Present
Kovack Advisors, Inc Fort Lauderdale FL 12/2017 Present
  • 06/2009 → 12/2017
    Sii Investments, Inc.
    Darien, CT
  • 12/2017 → Present
    Kovack Securities, Inc.
    Fort Lauderdale, FL
  • 12/2017 → Present
    Fort Lauderdale, FL
Previous Registrations
  • 2009-06-24 → 2017-12-21
    Sii Investments, Inc.
    Darien, CT
    Appleton, WI
    Darien, CT
  • 2008-01-04 → 2009-07-10
    Questar Asset Management, Inc.
    Darien, CT
  • 2006-03-20 → 2007-12-31
    Darien, CT
    Cincinnati, OH
  • 2005-08-24 → 2006-04-04
    New York, NY
    New York, NY
  • 2004-05-12 → 2005-07-21
    1717 Capital Management Company
    Tarrytown, NY
  • 2003-04-14 → 2003-12-19
    Msi Financial Services, Inc.
    New York, NY
  • 2003-01-28 → 2003-04-11
    Darien, CT
Other Businesses

1) AMERICAN HERITAGE FINANCIAL/HAWKINS FINANCIAL SERVICES/SUMMIT FINANCIAL ADVISORS - SELLING & SERVICING INSURANCE PRODUCTS AS A LICENSED INSURANCE AGENT. 2) Heritage Financial dba American Heritage Financial/American Heritage INsurance 5 St. John St., Ste 200, North Haven CT 06473, Financial Advisor, insurance 3)HAWKINS FINANCIAL SERVICES; FINANCIAL ADVISOR; DEVELOP PROPOSALS FOR INSURANCE, LIFE, LONG TERM CARE, DISABILITY; INVESTMENT RELATED ACTIVITY; 3% OF TIME SPENT 4)SUMMIT FINANCIAL SERVICES; FINANCIAL ADVISOR; DEVELOP PROPOSALS FOR INSURANCE, LIFE, LONG TERM CARE, DISABILITY; INVESTMENT RELATED ACTIVITY; 3% OF TIME SPENT

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-11
S63 Uniform Securities Agent State Law Examination 1998-07-13
  • S65 Uniform Investment Adviser Law Examination
    1999-08-11
  • S63 Uniform Securities Agent State Law Examination
    1998-07-13
Other Names
  • Ted Hawkins

View on SEC IAPD

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