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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
3161 W. White Oaks Drive Suite 105, Springfield, IL 62704 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
SIU CENTER FOR FAMILY MEDICINE FQHC, BOARD OF DIRECTORS, 4/2022, PRESIDENT ELECT, WILL SERVE AS PRESIDENT FOR ONE YEAR STARTING APRIL 2025; WILL SERVE AS PAST PRESIDENT FROM APRIL OF 2026 UNTIL APRIL OF 2027. ACCESS AND MONITOR HEALTH NEEDS OF TARGET POPULATION, APPROVE PROGRAM GRANT APPLICATIONS, APPROVE AND MONITOR ANNUAL BUDGET AND REVIEW INDEPENDENT AUDIT, START 02.2019, 4 HRS PER MO. POA AND EXECUTOR FOR FATHER AND STEP MOTHER. OUTSIDE INSURANCE BROKERAGE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-26 |
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