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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-09-05
  • TN RA
    APPROVED
    Since 2025-09-05

Branch Locations

Forum Iii Building 1770 Kirby Parkway, Suite 117, Memphis, TN 38138 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aw Parker Pc (Self-Employed) Memphis TN 01/1989 Present
Avantax Investment Services, Inc. Cordova TN 12/1996 09/2025
Cetera Wealth Services, Llc Cordova TN 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 01/1989 → Present
    Aw Parker Pc (Self-Employed)
    Memphis, TN
  • 12/1996 → 09/2025
    Avantax Investment Services, Inc.
    Cordova, TN
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Cordova, TN
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2004-03-29 → 2025-09-05
    Avantax Advisory Services
    Cordova, TN
Other Businesses

1) A W Parker, P.C.~'NIR'~299 Walnut Bend, Suite 202, Heritage Office Building~Cordova~TN~38018~Accounting/Bookkeeping (No Tax Preparation)~President~8/8/1988~160hrs~80hrs~IRS Representation, Tax Preparation, Bookkeeping, overall manager|Forever Young Incorporated~'NIR'~185 S. Center St, Ste 110~Collierville, TN~TN~38017~Accounting Services/Tax Preparation~Other~8/19/2019~10hrs~10hrs~Volunteer for most all trips to help veterans that need assistance so they are able go. Help with trip planning. Prepare tax return, help with monthly bookkeeping. I have no access to bank accounts or money.| 2)Forever Young Incorporated; Volunteer, Board Member, Treasurer; Accounting Services/Tax Preparation; NIR; 10; 08/19/2019; Collierville, TN TN 38017; Volunteer for most all trips to help veterans that need assistance so they are able go. Help with trip planning. Prepare tax return, help with monthly bookkeeping. I have no access to bank accounts or money. 3) NAME OF OTHER BUSINESS: FOREVER YOUNG VETERANS INC.; INVESTMENT RELATED: NO; ADDRESS: 201 S CENTER ST #200, COLLIERVILLE, TN 38017; NATURE OF BUSINESS: BOARD; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: VOLUNTEER ON ALL TRIPS TO EUROPE INCLUDING NORMANDY FRANCE, BASTOGNE BELGIUM, ANZIO ITALY AND ALL OTHER BATTLE GROUNDS ACCOMPANYING WWII VETERANS;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-01-31
  • S63 Uniform Securities Agent State Law Examination
    1997-01-31
Other Names
  • Wes Parker

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