Lloyd Warren Church

Current Employers

Pks Advisory Services, Llc

80 State Street, Albany, NY 12207 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-10-08
TX	RA	APPROVED_RES	2023-12-21
NY	RA	APPROVED	2021-04-08

FL RA
APPROVED

Since 2025-10-08
TX RA
APPROVED_RES

Since 2023-12-21
NY RA
APPROVED

Since 2021-04-08

Branch Locations

5 Hemphill Place Suite 220, Malta, NY 12020 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Purshe Kaplan Sterling Investments	Albany	NY	11/1996	Present
Pks Advisory Services, Llc	Albany	NY	11/1996	Present

11/1996 → Present

Purshe Kaplan Sterling Investments

Albany, NY
11/1996 → Present

Pks Advisory Services, Llc

Albany, NY

Other Businesses

1)PKSA (PKS ADVISORY) DBA CAPITAL SARATOGA WEALTH MANAGEMENT. INVESTMENT RELATED. 3 HEMPHILL PLACE, SUITE 114, MALTA, NY 12020. RIA. INVESTMENT ADVICE. 2)PKS FINANCIAL; INVESTMENT RELATED 80 STATE ST, ALBANY, NY 12207; FIXED INSURANCE; INSURANCE AGENT; SALES & SERVICE OF FIXED LIFE INSURANCE & ANNUITY CONTRACTS START DATE 11/29/96

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-05-21
S63	Uniform Securities Agent State Law Examination	1997-03-13

S65 Uniform Investment Adviser Law Examination

2007-05-21
S63 Uniform Securities Agent State Law Examination

1997-03-13

View on SEC IAPD

Current Employers

Pks Advisory Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

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