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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-05-22
TX RA APPROVED_RES 2017-10-18
OH RA APPROVED 2017-10-17
  • FL RA
    APPROVED
    Since 2024-05-22
  • TX RA
    APPROVED_RES
    Since 2017-10-18
  • OH RA
    APPROVED
    Since 2017-10-17

Branch Locations

7430 Jager Ct., Cincinnati, OH 45230 • United States

Key West, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corp Tampa FL 05/2007 10/2017
Cambridge Investment Research, Inc. Fairfield IA 10/2017 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2017 Present
Previous Registrations
  • 2007-05-01 → 2017-10-19
    Invest Financial Corporation
    Appleton, WI
    Cincinnati, OH
    Cincinnati, OH
  • 2002-02-25 → 2007-11-13
    The Rosselot Financial Group, Inc.
    Cincinnati, OH
Other Businesses

1. The Rosselot Financial Group-7426 Jager Ct, Cincinnati, OH;01/01/98;President- Independent Insurance Agent through various independent companies; INV Rel- 1.5/Weekly 1.5/Trading. 2. CIRA, 1776 Pleasant Plain Rd., Fairfield, IA; Advisory Rep of a RIA; INV REL - 30/WK - 30/Trading. See employment history for start date. 3. The Rosselot Financial Group-7426 Jager Ct, Cincinnati, OH; 01/01/98; President- Financial professional Utilizing DBA Name. INV Rel- 40/WK 40/Trading. 4. MIDWEST RUGBY DEVELOPMENT FOUNDATION, 6440 STOCKTON RD, FAIRFIELD, OH, 3/2016 AS COACH, FOR HIGH SCHOOL AGES KIDS. NIR - 100/YR - 40/TRADING. 5. INTERDEPENDENT ADVISORS LLC, 7426 JAGER CT, CINCINNATI, OH, 01/2007. TO PROVIDE TAX AND LEGAL LIABILITY. INV REL-15/WK-10/TRADING. 6. MIDWEST RUGBY DEVELOPMENT FOUNDATION, 6440 STOCKTON RD, FAIRFIELD, OH, 09/2019. STEERING COMMITTEE MEMBER, PROMOTE SPORTS FOR YOUTH, COLLEGE, CLUB, AND PROFESSIONALS. NIR-12/YR-0/TRADING. 7. AK BUSINESS PROPERTIES, LLC, 7426 JAGER CT, CINCINNATI, OH, REAL ESTATE HOLDINGS, MEMBER, NIR, 04/01/20, 0/MO- 0/TRADING 8. SOUTHERNMOST KSSC LLC, 1547 VANCROSS CT, CINCINNATI, OH, VACATION HOME/RENTAL PROPERTY- WIFE, LLC, 0/YR- 0/TRADING 9. CRNA FINANCIAL / 7426 Jager, Cincinnati OH 45230 / 12/06/2021 / DBA / 40HR/MO - 40HR/MO TRADING 10. STOTHMAN WEALTH CARE, 325 West Main St, Louisville KY 40202, 07/2022, Owner, INV REL, 20 HR/MO - 20 HR/MO Trading. 11. DEVENDING LLC, 821 Old Orchard, Cincinnati OH 45230, United States, 10/01/2023, Owner/Partner of a Business Entity, NIR, 40 HR/MO - 40 HR/MO TRADING 12. RFG LEGACY PARTNERS LLC, 7426 Jager Ct, Cincinnati OH 45230, United States, 01/01/2025, Owner, CIRA, NIR, 0 HR/MO - 0 HR/MO TRADING 13. RFG TAX LLC, 7426 Jager Ct, Cincinnati OH 45230, 02/2026, Owner, Accounting/Bookkeeping/Payroll Services, NIR, 5 HR/MO, 5 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-02-14
S63 Uniform Securities Agent State Law Examination 1998-01-30
  • S65 Uniform Investment Adviser Law Examination
    2002-02-14
  • S63 Uniform Securities Agent State Law Examination
    1998-01-30
Other Names
  • Nate Kosman

View on SEC IAPD

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