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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2025-09-10 |
| OK | RA | APPROVED | 2025-09-02 |
| TX | RA | APPROVED | 2025-08-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | The Woodlands | TX | 10/2011 | 10/2020 |
| Park Avenue Securities Llc | The Woodlands | TX | 10/2011 | 10/2020 |
| Guardian Life Insurance | The Woodlands | TX | 10/2020 | 03/2024 |
| Park Avenue Securities | The Woodlands | TX | 10/2020 | 03/2024 |
| Guardian Life Insurance Company | Magnolia | TX | 03/2024 | 07/2025 |
| Park Avenue Securities | Magnolia | TX | 03/2024 | 07/2025 |
| Thrivent Investment Management Inc | The Woodlands | TX | 08/2025 | Present |
| Thrivent Financial | Appleton | WI | 08/2025 | Present |
FINRA / NON-PUBLIC ARBITRATOR POSITION: Non-Public Arbitrator NATURE: FINRA protects investors and upholds market integrity by regulating U.S. brokerage firms. It also provides a non-judicial forum for resolving disputes between investors and brokerage firms through arbitration and mediation. FINRA's arbitrators are neutral, highly qualified individuals who play a vital role in ensuring fair and efficient dispute resolution. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2023 ADDRESS: 1700 K Street, NW, Washington DC 20006, United States DESCRIPTION: Arbitrators serve as dispute decision makers. They hear all sides of the case, study the evidence and render a final and binding decision. Arbitrators may serve as the sole arbitrator or as a member of a three-person arbitration panel.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-07 |
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