Best Investors Account Sign in
Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2016-04-20
TX RA APPROVED 2016-04-19
  • OH RA
    APPROVED
    Since 2016-04-20
  • TX RA
    APPROVED
    Since 2016-04-19

Branch Locations

8044 Montgomery Road Suite 415, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Cincinnati OH 04/2016 Present
Previous Registrations
Other Businesses

1)Frontier Friends, 1449 Greenbush Cobb Road, Williamsburg, OH; Not investment related; Nature: This is a charitable organization that raises funds and puts on events to benefit underprivileged and ill children. We will partner with other charities that support the same children such as A Kid Again, Dragonfly Foundation, Cincinnati Children's Hospital etc. with the primary goal to provide these children a fun day at The Old West Festival and also raise funds for such events; Position/Title: President/Founder; Duties: I will sit on the Board and make sure that funds raised go to our charitable partners and the vent appropriately. I will oversee other board members and volunteers; Devotes 10 hours/month; Not compensated. Property sold, activity terminated 07/2020. 2) May We Help, Non-Profit Charity, Cincinnati, OH. Board of Director (01/2026) - help facilitate the charities mission, connect volunteers, find new facility space, volunteer at fundraising and awareness events. Not investment related, not compensated, 5 hours/month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-05
S63 Uniform Securities Agent State Law Examination 1997-02-24
  • S65 Uniform Investment Adviser Law Examination
    2006-05-05
  • S63 Uniform Securities Agent State Law Examination
    1997-02-24

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Cincinnati, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor