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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-04-23
NC RA APPROVED 2009-06-01
  • TX RA
    APPROVED
    Since 2020-04-23
  • NC RA
    APPROVED
    Since 2009-06-01

Branch Locations

1990 Fordham Drive Suite 200, Fayetteville, NC 28304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Fayetteville NC 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Fayetteville, NC
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Other Businesses

*608740 - Rental Property; Investment related: Yes; Fayetteville, North Carolina; Rental Property; Partner (proprietor, partner, officer, director, employee, trustee, agent); 06/2005; During business hours: 0; After business hours: 2; Property Management

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-01-27
S65 Uniform Investment Adviser Law Examination 1997-01-27
  • S63 Uniform Securities Agent State Law Examination
    1997-01-27
  • S65 Uniform Investment Adviser Law Examination
    1997-01-27
Other Names
  • Deborah Denise Stephenson
  • Denise Lynch
  • Deborah Denise Lynch

View on SEC IAPD

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