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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-09
FL RA APPROVED 1997-04-14
  • TX RA
    APPROVED_RES
    Since 2006-10-09
  • FL RA
    APPROVED
    Since 1997-04-14

Branch Locations

12620 World Plaza Ln Ste 3 Bldg 60, Fort Myers, FL 33907-3996 • United States

1560 Matthew Dr Ste J, Fort Myers, FL 33907 • United States

Fort Myers, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Fort Myers FL 09/2005 03/2020
Ameriprise Financial Services, Llc Fort Myers FL 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 12620 World Plaza Lane, Bldg 60-3Fort Myers, FL 33907, ,; ; . Business Ownership; Solver LLC; ; Real Estate; 12620 World Plaza Lane, Bldg 60-3Fort Myers, FL 33907, ,; ; ; 1 to 9 hours per month; .

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-05-30
  • S63 Uniform Securities Agent State Law Examination
    1997-05-30

View on SEC IAPD

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