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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-07-21 |
| WY | RA | APPROVED | 2022-03-16 |
| NY | RA | APPROVED | 2022-01-06 |
| GA | RA | APPROVED | 2021-12-02 |
| FL | RA | APPROVED | 2021-12-01 |
| VA | RA | APPROVED | 2021-12-01 |
| NM | RA | APPROVED | 2021-10-28 |
| AK | RA | APPROVED | 2021-08-16 |
| ID | RA | APPROVED | 2021-05-19 |
| OH | RA | APPROVED | 2021-01-28 |
| LA | RA | APPROVED | 2020-09-11 |
| WA | RA | APPROVED | 2020-09-11 |
| NC | RA | APPROVED | 2020-08-05 |
| MT | RA | APPROVED | 2020-07-21 |
| OR | RA | APPROVED | 2020-07-21 |
| NV | RA | APPROVED | 2020-06-03 |
| AZ | RA | APPROVED | 2020-06-02 |
| CA | RA | APPROVED | 2020-04-01 |
Branch Locations
5280 Carroll Canyon Road Suite 300, San Diego, CA 92121 • United States
9336 E Raintree Drive Suite 110, Scottsdale, AZ 85260 • United States
Scottsdale, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance | Allentown | PA | 09/2013 | 09/2016 |
| Park Avenue Securities Llc | New York | NY | 03/2015 | 09/2016 |
| Ameritas Investment Corp | Lincoln | NE | 10/2016 | 04/2018 |
| Ameritas Life Insurance Corp | Lincoln | NE | 09/2016 | 04/2018 |
| Pensionmark Financial Group, Llc | Santa Barbara | CA | 04/2018 | 02/2020 |
| Guardian Life Insurance Co Of America | Scottsdale | AZ | 03/2020 | Present |
| Park Avenue Securiites, Llc | Scottsdale | AZ | 03/2020 | Present |
| Guardian Life Insurance Company | San Diego | CA | 05/2025 | Present |
| Park Avenue Securiites | San Diego | CA | 05/2025 | Present |
1) Author-writing a book that addresses issues specific to women's financial lives, Start date: 09/01/2022, Address: 3313 N 68th St #207 Scottsdale AZ 85251, 20 total hours per month; 10 during securities trading hours, Not investment related, Less than 10% annual compensation, 2) 433 Autumn Dr #24, San Marcos CA 92069-rental property, Start date: 07/22/2019, Address: 433 Autumn Dr #24, San Marcos CA 92069, .5 total hours per month, 0 during securities trading hours, Investment related, No annual compensation, 3) ADM Coaching, LLC-coach groups of women on financial topics - virtual workshops and book studies, Start date: 07/01/2022, Address: 3313 N 68th St, #207, Scottsdale AZ 85251, 10 total hours per month, 8 during securities trading hours, Not investment related, More than 10% annual compensation, 4) Saguaro High School Colorguard Coach, Start date: 07/15/2024, Address: 6250 N 82nd St Scottsdale, AZ 85250 , 20 total hours per month, 4 during securities trading hours, Not investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 2013-02-28 |
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