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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-26 |
Branch Locations
6210 Wooldridge Rd, Corpus Christi, TX 78414-2528 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
710 Buffalo St. Ste 511, Corpus Christi, TX 78401 • United States
710 Buffalo St. Ste 511, Corpus Christi, TX 78401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alan Canine, Pc | Corpus Christi | TX | 02/2008 | Present |
| Sws Financial Services | Corpus Christi | TX | 02/2012 | 06/2020 |
| Voya Financial Advisors, Inc. | Corpus Christi | TX | 06/2020 | 06/2021 |
| Cetera Advisor Networks Llc | El Segundo | CA | 06/2021 | 08/2021 |
| Lpl Financial Llc | Corpus Christi | TX | 08/2021 | Present |
1) 8/2021- Corpus Christi Financial Group- DBA for LPL Business (entity for LPL business)- inv. related- Corpus Christi TX 2) 8/2021- ALAN CANINE PC- Tax Prep/Accounting- CPA- inv. related- Corpus Christi TX- start date 1/19/1991- 5% 3) 06/21/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 06/09/223 - 2 Hours Per Month/ 2 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-06 |
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