Inactive

Joseph Michael Buscaino

Wellesley Asset Management, Inc.

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Current Employers

Wellesley Asset Management, Inc.

100 Market Street Suite 203, Portsmouth, NH 03801 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2020-02-10
MA	RA	APPROVED	2003-12-05

NH RA
APPROVED

Since 2020-02-10
MA RA
APPROVED

Since 2003-12-05

Branch Locations

20 William Street Suite 310, Wellesley, MA 02481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wellesley Asset Management	Wellesley	MA	01/2002	Present

01/2002 → Present

Wellesley Asset Management

Wellesley, MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-11-21

S65 Uniform Investment Adviser Law Examination

1996-11-21

Other Names

Joseph Buscaino

View on SEC IAPD

Other Firms

PEAK FINANCIAL MANAGEMENT INC

EQUITABLE ADVISORS, LLC

FOCUS PARTNERS WEALTH, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

MML INVESTORS SERVICES, LLC

COMMONWEALTH FINANCIAL NETWORK

Other Investors

JEFFREY CHARLES SMITH

CHRISTOPHER KARL GAFFNEY

SHAUN PATRICK THOMPSON

ROBERTO MARIO PANDOLFI

ROBERT STEPHEN ROSELLI

EZRA EDDIE SHAMMAY

Other Offices

PEAK FINANCIAL MANAGEMENT INC · WELLESLEY, MA

EQUITABLE ADVISORS, LLC · WELLESLEY, MA

FOCUS PARTNERS WEALTH, LLC · Wellesley, MA

FOCUS PARTNERS WEALTH, LLC · Wellessley, MA

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · WELLESLEY, MA

FOCUS PARTNERS WEALTH, LLC · Wellesley, MA

FOCUS PARTNERS WEALTH, LLC · Wellelsey, MA

MORGAN STANLEY · Wellesley, MA

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