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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2018-11-07 |
| CO | RA | APPROVED | 2016-10-10 |
Branch Locations
1550 Market Street Suite 600, Denver, CO 80202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Denver | CO | 10/2016 | Present |
| Morgan Stanley Private Bank, N.A. | Denver | CO | 10/2016 | Present |
CO-OWNER RENTAL PROPERTY; 30748 KENWOOD DR, CATHEDRAL CITY, CA 92234; DATE BEGUN-11/2008; 1 HOUR MONTHLY DURING NON-TRADING HOURS. RENTAL PROPERTY,OWNER;INVESTMENT RELATED;START DATE:06/2015;DURING BUSINESS HOURS-0,AFTER BUSINESS HOURS-.2;Aurora CO *447131 - Colorado Rapids Youth Soccer Club; Investment related - No; Aurora, Colorado; Recreation; Employee (proprietor, partner, officer, director, employee, trustee, agent); 08/2021; During business hours: 0; After business hours: 12; Labor/Service *610708 - Colorado Soccer Association of Referees; Investment Related - No; Englewood, Colorado; Recreation; Employee (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 09/2024; During Business Hours: 0; After Business Hours: 16; Referee Youth Soccer.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-16 |
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