Caroline Baumgart

Current Employers

Employment History

• 06/2022 → 09/2025
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Denver, CO
• 05/2010 → 07/2019
  Nest Denver Llc
  Denver, CO
• 08/2019 → 05/2021
  Unemployed
  Denver, CO
• 06/2021 → 02/2022
  Athleta (Part Of Gap Inc)
  Denver, CO
• 03/2022 → 05/2022
  Unemployed
  Denver, CO
• 06/2022 → 07/2022
  J Crew
  Denver, CO
• 07/2021 → 09/2021
  Anthropologie
  Denver, CO
• 09/2025 → Present
  J.P. Morgan Securities Llc
  Denver, CO
• 09/2025 → Present
  Jpmorgan Chase Bank, N.A.
  Denver, CO

Previous Registrations

• 2024-09-30 → 2025-09-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Seattle, WA
  Denver, CO
  Los Angeles, CA
• 2006-01-31 → 2007-11-26
  Mackay Shields Llc
  New York, NY
• 2004-09-01 → 2005-09-28
  New York Life Investment Management Llc
  Parsippany, NJ

Other Businesses

I*2430327, Entity Type, Name of OBA: Women's Estate Planning Council Address: Denver Colorado 80246 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 08/01/2025No Hours: 1 monthly No Hours during trading: 0 Duties: Public Relations Co-Chair. The Women's Estate Planning Council ("WEPC") in the Denver area was created to promote interaction between women estate planning professionals educationally, professionally, and socially.A group of women from the financial service, accounting, and legal areas came together to form the first Women's Estate Planning Council in the Denver area. WEPC was founded in February 1995 when the bylaws were approved and the first dues were collected. From a small group of a dozen women, membership has grown to over 90 professional women and men working in the estate planning field.WEPC has nine meetings per year, welcoming both members and non-members. An educational program is presented at each meeting to help members meet their continuing education requirements. The meetings are a fun time for networking as well." Duty is the junior co-chair of pubic relations so it's helping recruit new members and raising awareness in the community.

Exams

• S66 Uniform Combined State Law Examination
  2024-09-27
• S65 Uniform Investment Adviser Law Examination
  1997-06-16
• S63 Uniform Securities Agent State Law Examination
  1997-02-12

Other Names

• Caroline Holena
• Caroline Chambers Evascu
• Caroline C Evascu
• Caroline Evascu
• Caroline Evascu Baumgart
• Caroline Baumgart
• Caroline Chambers Evascu Baumgart