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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-02-17 |
| TX | RA | APPROVED_RES | 2016-09-22 |
| PA | RA | APPROVED | 2016-09-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co. Incorporated | Jenkintown | PA | 11/2008 | 09/2016 |
| Morgan Stanley Smith Barney | Newtown | PA | 06/2009 | 09/2016 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 09/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Yardley | PA | 09/2016 | Present |
| Temple University | Philadelphia | PA | 05/2015 | Present |
| Bank Of America, N.A. | Yardley | PA | 10/2016 | Present |
I*98464 For profit or not for profit: For-Profit Organization Name of outside business organization: Temple University Investment related: N Address of business: Philadelphia, Pennsylvania 19122 Nature of business: Other,University Position, title, association: Part-Time, Start date of relationship: 7/27/2018 Number of hours devoted: 24 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Adjunct professor teaching one class per summer in the MBA program called Financial Planning. 6 classes in 6 weeks, 3 hours per class. I*128926 For profit or not for profit: Non-Profit Organization Name of outside business organization: United States Youth Soccer Association Investment related: Y Address of business: Frisco, Texas 75034 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 1/1/2020 Number of hours devoted: 12 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Investment Committee Member Help to organize and follow a charter for their financial accounts and develop and follow an investment policy statement.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-03 |
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