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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-02-26 |
| NC | RA | APPROVED | 2024-04-19 |
| MA | RA | APPROVED | 2024-02-22 |
| HI | RA | APPROVED | 2023-03-09 |
| WY | RA | APPROVED | 2022-03-23 |
| NY | RA | APPROVED | 2021-04-16 |
| OH | RA | APPROVED | 2020-07-28 |
| AL | RA | APPROVED | 2020-07-10 |
| ME | RA | APPROVED | 2020-02-02 |
| IN | RA | APPROVED | 2020-01-03 |
| VA | RA | APPROVED | 2019-10-29 |
| AZ | RA | APPROVED | 2019-02-26 |
| MO | RA | APPROVED | 2017-11-02 |
| GA | RA | APPROVED | 2016-09-07 |
| PA | RA | APPROVED | 2011-04-13 |
| MD | RA | APPROVED | 2011-01-12 |
| TX | RA | APPROVED_RES | 2010-04-08 |
| KS | RA | APPROVED | 2008-09-30 |
| FL | RA | APPROVED | 2007-05-11 |
| CA | RA | APPROVED | 2007-05-10 |
| NJ | RA | APPROVED | 2007-05-10 |
Branch Locations
5405 Morehouse Drive Suite 245, San Diego, CA 92121 • United States
Poway, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | San Diego | CA | 02/2008 | Present |
| Park Avenue Securities Llc | San Diego | CA | 02/2008 | Present |
| Guardian Life Insurance Company Of America | Poway | CA | 06/2024 | Present |
| Park Avenue Securities | Poway | CA | 06/2024 | Present |
1. Insurance Services, I occasionally sell life insurance products offered by a few select other carriers as dictated by the specific needs of my clients., Start: 01/01/1995, Address: 5405 Morehouse Drive, Ste 245 San Diego, CA 92121, 20 total hours per month, 20 during securities trading hours, Less than 10% annual compensation, Investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-28 |
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