Bradley R Pitts

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2005 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Winston-Salem, NC
• 06/2011 → Present
  Bank Of America,N.A.
  Winston-Salem, NC

Previous Registrations

• 2001-12-31 → 2005-09-02
  Ubs Financial Services Inc.
  Winston - Salem, NC

Other Businesses

BPS LLC; NOT INVESTMENT-RELATED; LEWISVILLE, NC 27023; REAL ESTATE/RENTAL PROPERTIES; GENERAL PARTNER; START DATE: 11/14/2010; 5 - 10 HRS DEVOTED PER MONTH; 0 HOURS DEVOTED DURING TRADING HRS; BUYING RENTAL PROPERTIES AND REAL ESTATE INVESTING. WE HAVE YET TO MAKE ANY REAL ESTATE PURCHASES; WE ARE INVESTIGATING PURCHASING FORECLOSED SINGLE FAMILY HOMES AND OTHER SINGLE FAMILY HOMES FOR RENTAL INCOME PURPOSES IN OUR AREA.I*36456FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: BRADLEY R PITTSINVESTMENT RELATED: YADDRESS OF BUSINESS:LEWISVILLE, NORTH CAROLINA 27023NATURE OF BUSINESS: PARTNERSHIP,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 11/15/2010NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1DUTIES: BUYING RENTAL PROPERTIES AND REAL ESTATE INVESTINGI*28610FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: WINSTON-SALEM SETOMA CLUBINVESTMENT RELATED: NADDRESS OF BUSINESS: WINSTON-SALEM, NORTH CAROLINA 27113NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 9/1/2007NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: DIRECTOR/BOARD MEMBER SERVICE ORGANIZATION GIVE FUNDS TO SPEECH THERAPY PROGRAM / DEAF CAMPI*114555For profit or not for profit: Non-Profit OrganizationName of outside business organization: Armando Rusindo Mission FoundationInvestment related: NAddress of business:Winston-Salem, North Carolina 27101Nature of business: Charitable Organization,Position, title, association: Advisory Board Member, Start date of relationship: 6/1/2018Number of hours devoted: 3 hour(s) QuarterlyNumber of hours devoted during trading hours: 0Duties: ARMF is a mission foundation that supports the work of the Moravian church in Cuba. I will be a board of director for this organization - we will engage in fundraising projects and providing guidance of support areas where we can assist these church. I*2040258, Entity Type, Entity Charitable, Name of OBA: New Philadelphia Moravian Church, Address: Winston-Salem, NC, 27104, Investment Related: No, Position, Title, Association: Board Member, Employee Start Date: 01/01/2025, No Hours: 6hrs/Mo, No Hours during trading: 2, Duties: church trustee - sit on a board that will over see the church's physical property and make spending decisions. I*2278286, Entity Type: , Name of OBA: T S. P Roth IRA, Address: Lewisville, North Carolina, 27023, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 14-Mar-2025, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties:

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-01-03
• S65 Uniform Investment Adviser Law Examination
  1997-01-03

Other Names

• Bradley Russell Pitts