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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-03
CO RA APPROVED 1999-01-01
  • TX RA
    APPROVED_RES
    Since 2006-10-03
  • CO RA
    APPROVED
    Since 1999-01-01

Branch Locations

1745 Shea Center Dr Ste 400, Highlands Ranch, CO 80129 • United States

Highlands Ranch, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Thornton CO 09/2005 03/2020
Ameriprise Financial Services, Llc Highlands Ranch CO 03/2020 Present
Other Businesses

Real Estate Ownership; timeshare; Grand Floridian, , Orlando, FL, 32830; Not Investment-Related; 11/29/2023. Business Ownership; PMK Affiliates; management of firm; business management; 3757 Buciknell DriveHighlands Ranch, CO 80129, ,; Not Investment-Related; 02/26/2019; 1 to 9 hours per month; 0 during trading hours / Paul Kropatsch; consultant. Conducts calls with financial advisors to help improve their business; Consulting; 3757 Bucknell Drive, , Highlands Ranch, CO, 80129; Not Investment-Related; 01/01/1753; 1 to 9 hours per month; 1 to 9 during trading hours / Saker Air, LLC; Co-owner; Aircraft ownership and rental; 234 W Bland St, , Charlotte, NC, 28203; Not Investment-Related; 12/16/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-04-03
S63 Uniform Securities Agent State Law Examination 1996-12-19
  • S66 Uniform Combined State Law Examination
    2001-04-03
  • S63 Uniform Securities Agent State Law Examination
    1996-12-19

View on SEC IAPD

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