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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-03-02 |
| TX | RA | APPROVED | 2023-03-01 |
Branch Locations
4707 Executive Dr, Ste. 250, San Diego, CA 92121 • United States
San Diego, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | La Jolla | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | La Jolla | CA | 11/2016 | 03/2023 |
| Lpl Financial Llc | San Diego | CA | 03/2023 | Present |
1)02/2023 - Writing Blg, Publishing Music - Non-Inv - San Diego, CA - Start: 2002 - 3 Hr/Mth 2)02/2023 - Real Estate Rental - Co-Owner of rental unit with spouse - Non-Inv Rel - San Diego, CA - Start: 10/2012
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-04 |
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