John A Cleary

Raymond James & Associates, Inc.

West Hartford, CT

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Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2020-06-04

CT RA
APPROVED

Since 2020-06-04

Branch Locations

29 South Main Street Suite 210, West Hartford, CT 06107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Simsbury	CT	10/2009	06/2020
Bank Of America,N.A.	Farmington	CT	06/2011	06/2020
Raymond James And Associates, Inc.	Hartford	CT	06/2020	Present

10/2009 → 06/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Simsbury, CT
06/2011 → 06/2020

Bank Of America,N.A.

Farmington, CT
06/2020 → Present

Raymond James And Associates, Inc.

Hartford, CT

Previous Registrations

2009-10-23 → 2020-06-05

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Simsbury, CT

Farmington, CT

Farmington, CT
2008-05-30 → 2009-10-23

Banc Of America Investment Services, Inc.

Simsbury, CT
2007-10-05 → 2008-06-23

Citigroup Global Markets Inc.

Avon, CT

Stamford, CT
1997-07-11 → 2007-10-16

Ubs Financial Services Inc.

Hartford, CT

Hartford, CT

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-01-07
S65	Uniform Investment Adviser Law Examination	1997-01-07

S63 Uniform Securities Agent State Law Examination

1997-01-07
S65 Uniform Investment Adviser Law Examination

1997-01-07

Other Names

John Albert Cleary
John Cleary

View on SEC IAPD

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Other Offices

MCCARY ANHEUSER WEALTH MANAGEMENT, LLC · WEST HARTFORD, CT

COMMONWEALTH FINANCIAL NETWORK · West Hartford, CT

JANNEY MONTGOMERY SCOTT LLC · West Hartford, CT

LPL FINANCIAL LLC · WEST HARTFORD, CT

CETERA INVESTMENT ADVISERS LLC · WEST HARTFORD, CT

LPL FINANCIAL LLC · WEST HARTFORD, CT

PRIME CAPITAL FINANCIAL · West Hartford, CT

THE PATRIOT FINANCIAL GROUP, LLC · WEST HARTFORD, CT

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