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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-12-16 |
Branch Locations
3600 Minnesota Dr Ste 550, Edina, MN 55435-7925 • United States
Richfield, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Edina | MN | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Edina | MN | 03/2020 | Present |
Business Ownership; Chris Smith Consulting, LLC; Owner; Manage Ameriprise Business; 7326 Upton Avenue South, , Richfield, MN, 55423; Not Investment-Related; 01/01/2026; 10 to 19 hours per month; 10 to 19 during trading hours / Encompass Wealth Advisors, LLC; Co-owner; Manage Ameriprise Business; 3600 Minnesota Drive, Suite 550, Edina, MN, 55435; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours / JAC Partners, LLC; Co-owner; Manage Ameriprise Business; 3600 Minnesota Drive, Suite 550, Edina, MN, 55435; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Chris Smith Consulting, LLC; Owner; Manage advisory business; 7326 Upton Avenue South, , Richfield, MN, 55423; Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-08-23 |
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