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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-12-18 |
| KY | RA | APPROVED | 2019-10-18 |
| TX | RA | APPROVED_RES | 2019-10-18 |
Branch Locations
100 W Main St Suite 500, Lexington, KY 40507 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard, W.L. Lyons, Inc. | Lexington | KY | 10/1996 | Present |
| Robert W. Baird & Co. Incorporated | Lexington | KY | 10/2019 | Present |
RMB Homes, non invest-related, 3660 Barrow Wood Lane, Lexington KY 40502-We own one lot that we are holding for potential future development and we sold our other rentals-VP Treasurer, START 3/1/1997, 2Hrs/Month, 0 Hrs, Keep the Books and write most of the checks. Name/Address: Bennett family farm, 9266 east US HWY 50 Cannelburg, In 47519 Start Date: Oct 01, 2024 Hours spent: Less than 1; During Trading Hours: none Role/Responsibility: Owner Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-27 |
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