Matthew Carl Miller

Ameriprise Financial Services, LLC

Minneapolis, MN

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Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-10-29

CA RA
APPROVED

Since 2024-10-29

Branch Locations

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

Santa Rosa, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services Inc	Minneapolis	MN	11/2010	03/2018
Ameriprise Financial Services, Llc	Santa Rosa	CA	07/2024	Present
Helios Quantitative Reaserch	Loomis	CA	03/2018	03/2021
Unemployed	Santa Rosa	CA	03/2021	07/2024

11/2010 → 03/2018

Ameriprise Financial Services Inc

Minneapolis, MN
07/2024 → Present

Ameriprise Financial Services, Llc

Santa Rosa, CA
03/2018 → 03/2021

Helios Quantitative Reaserch

Loomis, CA
03/2021 → 07/2024

Unemployed

Santa Rosa, CA

Previous Registrations

2011-08-08 → 2018-03-15

Ameriprise Financial Services, Llc

Minneapolis, MN

Minneapolis, MN
2010-03-08 → 2010-12-02

Raymond James Financial Services Advisors, Inc

Tucson, AZ
2004-07-22 → 2010-02-18

Rbc Capital Markets, Llc

Tucson, AZ

Tucson, AZ
2003-08-20 → 2004-07-19

Ameriprise Advisor Services, Inc.

Tucson, AZ
2000-03-06 → 2003-01-22

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tucson, AZ

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2024-12-18
S66	Uniform Combined State Law Examination	1999-12-06

S63 Uniform Securities Agent State Law Examination

2024-12-18
S66 Uniform Combined State Law Examination

1999-12-06

Designations

Other Names

Matt Carl Miller
Matthew C Miller
Matthew Carl Miller
Matt Miller

View on SEC IAPD

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Other Offices

HAYS FINANCIAL GROUP, LLC · MINNEAPOLIS, MN

THRIVENT ASSET MANAGEMENT, LLC · MINNEAPOLIS, MN

THRIVENT PRIVATE INVESTMENTS · MINNEAPOLIS, MN

THRIVENT FINANCIAL FOR LUTHERANS · MINNEAPOLIS, MN

CETERA INVESTMENT ADVISERS LLC · MINNEAPOLIS, MN

THRIVENT ASSET MANAGEMENT, LLC · Minneapolis, MN

LPL FINANCIAL LLC · MINNEAPOLIS, MN

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