Gary Dennis Hochman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1998 → 06/2017
  Hochman Cohen Torres, Llp
  San Diego, CA
• 06/2000 → 09/2018
  Hochman Cohen Insurance Services, Inc.
  San Diego, CA
• 03/2010 → 09/2018
  First Allied Securities, Inc.
  San Diego, CA
• 07/2012 → 09/2018
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 07/2017 → Present
  Hochman Torres Llp
  San Diego, CA
• 09/2018 → Present
  Lpl Financial, Llc
  San Diego, CA

Previous Registrations

• 2012-07-02 → 2018-09-27
  First Allied Advisory Services, Inc.
  San Diego, CA
• 2010-03-10 → 2012-07-02
  First Allied Securities, Inc.
  San Diego, CA
  San Diego, CA
  San Diego, CA
• 2004-11-19 → 2010-03-10
  1St Global Advisors Inc
  San Diego, CA
• 2003-12-02 → 2004-11-23
  Mony Securities Corporation
  San Diego, CA
• 2000-06-30 → 2003-12-02
  Trusted Securities Advisors Corp.
  San Diego, CA

Other Businesses

1) 09/25/2018 - DBA for LPL Business (entity for LPL business) - Hochman Torres Capital Management - 50% - INVESTMENT RELATED - SAN DIEGO, CA 92131 2)09/25/2018 - Tax Prep/Accounting/CPA - Hochman Torres LLP - 35% - INVESTMENT RELATED - SAN DIEGO, CA 92131 3)09/25/2018 - Act in a Fiduciary Capacity - fiduciary to my CPA firm 401k plan. Trustee of own 401k plan of CPA firm - 1% - INVESTMENT RELATED - SAN DIEGO, CA 92131 4)09/25/2018 - Author - FICTION FANTASY FOOTBALL BOOK - 0% - NOT INVESTMENT RELATED - POWAY, CA 92064 5)09/25/2018 - Non-Variable Insurance - Hochman Cohen Insurance Services Inc. - 0% - INVESTMENT RELATED - SAN DIEGO, CA 92131

Exams

• S66 Uniform Combined State Law Examination
  1999-11-12