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601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-03-25 |
Branch Locations
77 Sugar Creek Center Blvd. Suite 390, Sugar Land, TX 77478 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Westlake | TX | 02/2007 | Present |
DEARBORN & CREGGS POSITION: Branch Administrator NATURE: Financial planning services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 03/04/2019 ADDRESS: 77 Sugar Creek Center Blvd, Suite 590, Sugar Land TX 77478, United States DESCRIPTION: Oversee the day to day operations of the branch office RENTAL PROPERTY POSITION: Owner NATURE: Residential duplex INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2005 ADDRESS: 1316 Hyde Park Blvd, Houston TX 77006, United States DESCRIPTION: Normal maintenance and upkeep
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 2019-10-23 |
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