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Tracy Leslie Nakashima

Ubs Financial Services Inc.

Honolulu, HI

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2007-03-23
TX RA APPROVED 2007-03-23
  • HI RA
    APPROVED
    Since 2007-03-23
  • TX RA
    APPROVED
    Since 2007-03-23

Branch Locations

733 Bishop St, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Honolulu HI 03/2007 Present
Previous Registrations
  • 1999-11-21 → 2007-03-27
    Morgan Stanley Dw Inc.
    Honolulu, HI
    Honolulu, HI
Other Businesses

1) 2724 Kahoaloha LN #2501Rental income from condo, Proprietor / owner, collect rent, Start date-12/28/2020, Honolulu United States-96826 2) Hawaii Heat FC/ investment related?: no/ 3233 Sierra Dr, Honolulu, HI, 96816 US/ Charity/ Officer/ They asked me to serve as treasurer because the current treasurer had to step down from the position due to a job change. attend once a month board meetings/ start date: 7/2/2021

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-08-12
  • S66 Uniform Combined State Law Examination
    1999-08-12
Other Names
  • Tracy L Nakashima

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