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538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-11-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Illinois National Bank | Springfield | IL | 04/1999 | Present |
| Sws Financial Services | Springfield | IL | 05/2012 | 10/2019 |
| Infinex Investments, Inc. | Meriden | CT | 11/2019 | Present |
1.) ILLINOIS NATIONAL BANK, 322 E CAPITOL, SPRINGFIELD, IL 62701. INVESTMENT RELATED. 4/19/1999 TO PRESENT. SR. VICE PRESIDENT & MANAGER OF TRUST DEPT. OVER 40 HOURS PER WEEK, DURING MARKET TRADING HOURS. 2.) Illinois National Bank. President and CEO of holding Co. - EVP of Bank. Started in 1999. Yes, Investment related. Salaried bank employee.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-06 |
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