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Annette Kay Forney

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Greenwood Village, CO

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2004-12-09
  • CO RA
    APPROVED
    Since 2004-12-09

Branch Locations

6400 S Fiddlers Green Cir, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Inc. Greenwood Village CO 09/1999 Present
Bank Of America, N.A. Greenwood Village CO 02/2018 Present
  • 09/1999 → Present
    Merrill Lynch, Pierce, Fenner & Smith Inc.
    Greenwood Village, CO
  • 02/2018 → Present
    Bank Of America, N.A.
    Greenwood Village, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-18
S65 Uniform Investment Adviser Law Examination 1999-12-16
S63 Uniform Securities Agent State Law Examination 1997-01-21
  • S66 Uniform Combined State Law Examination
    2005-01-18
  • S65 Uniform Investment Adviser Law Examination
    1999-12-16
  • S63 Uniform Securities Agent State Law Examination
    1997-01-21

View on SEC IAPD

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Other Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO
MORGAN STANLEY · Greenwood Village, CO
RBC CAPITAL MARKETS, LLC · GREENWOOD VILLAGE, CO
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