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Pietro Lombardi

Falcon Wealth Planning, Inc.

Irvine, CA

Ontario, CA

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Current Employers
Falcon Wealth Planning, Inc.

3400 Inland Empire Blvd. Suite 100, Ontario, CA 91764 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-22
TX RA APPROVED 2022-08-16
  • CA RA
    APPROVED
    Since 2025-09-22
  • TX RA
    APPROVED
    Since 2022-08-16

Branch Locations

2030 Main St 13Th Fl, Irvine, CA 92614 • United States

3400 Inland Empire Blvd. Suite 100, Ontario, CA 91764 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Santa Ana CA 02/2009 08/2022
E*Trade Capital Management Llc Irvine CA 02/2009 08/2022
Falcon Wealth Planning, Inc. Irvine CA 08/2022 Present
  • 02/2009 → 08/2022
    E*Trade Securities Llc
    Santa Ana, CA
  • 02/2009 → 08/2022
    E*Trade Capital Management Llc
    Irvine, CA
  • 08/2022 → Present
    Falcon Wealth Planning, Inc.
    Irvine, CA
Previous Registrations
  • 2009-02-19 → 2022-08-26
    Harrisdirect Llc
    Arlington, VA
    Costa Mesa, CA
    Santa Ana, CA
    Irvine, CA
  • 2007-11-01 → 2008-10-20
    Charles Schwab & Co., Inc.
    Irvine, CA
  • 2003-08-26 → 2007-10-31
    Wamu Investments, Inc.
    Irvine, CA
    Irvine, CA
    Fullerton, CA
  • 2003-05-20 → 2003-09-02
    Wfp Securities
    Sandiego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-29
  • S66 Uniform Combined State Law Examination
    2003-04-29
Designations
Other Names
  • Pietro Lombardi
  • Peter Lombardi

View on SEC IAPD

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